Our Goal is Service

 

Meeting your unique financial goals is our top priority.  Your Account Executive will meet you to discuss your individual investment objectives, specific requirements and your long-term financial goals.  We want to assist you and we are at your service.

 

SIPC Protection

 

In addition to the $500,000 of protection provided by the Securities Investor Protection Corporation (SIPC), National Financial Services LLC, our clearing agent and a New York Stock Exchange member firm, has a separate Excess SIPC policy which increases individual account protection (at no cost to the customer) to cover the total net equity in your account of which $250,000 continues to be in cash (Note: Neither SIPC nor excess coverage protect against a decline in the market value of securities).

 

Privacy Policy and Practices

 

At DMG Securities, Inc., we value your business and the trust you place in us to protect your non-public personal information.  Therefore, we consider it important to tell you about our Privacy Policies and Practices.

 

Business Continuity Planning

 

DMG Securities, Inc. has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business.  Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur.  With that in mind, we are providing you with this information on our business continuity plan.

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